5+ day, 22+ hour ago   (513+ words) How today’s industry leaders are evolving wealth management and leaving it better than they found it. The CFP Board’s Dane Snowden discusses how the industry needs to prepare as consumer expectations, technology and the financial planning profession change. What will…...

1+ week, 5+ day ago   (421+ words) Allworth made the double deal a few months after adding a third external investor to its capital table. Allworth Financial, a Folsom, Calif.-based registered investment advisor, has brought on two firms with a combined $947 million in client assets, pushing…...

1+ week, 6+ day ago   (667+ words) Separately, $6.9 billion Sowell Management, which is backed by Merchant, has launched a division offering tax, estate, and planning as RIAs continue to push wealth services beyond investment management. This week proves another indicator that even mid-sized registered investment advisors are…...

2+ week, 2+ day ago   (416+ words) The former LPL Financial and Altruist executive will lead revenue strategy for the asset manager's custody and clearing business as it expands into wealth services. Pete Dorsey, a seasoned financial services executive with tenure at LPL Financial, Altruist and TD…...

2+ week, 5+ day ago   (725+ words) In other people moves, LPL lures a technology leader from Wells Fargo, U.S. Bank hires private banking chief, alternatives manager Barings names U.S. wealth head, and Northern Trust expands wealth leadership in New York. Prosperity, a registered investment advisor owned by accounting…...

3+ week, 2+ day ago   (111+ words) Wealth Management Trust Administration as a Developmental System Beneficiary engagement and self-determination theory Unlock All Access Premium Subscription Consultant and certified professional coach Kristin Keffeler, based in Denver, is a consultant and certified professional coach working with enterprising families, families…...

3+ week, 3+ day ago   (714+ words) Registered investment advisor M&A activity is increasingly dominated by private equity, but that’s not the only way to raise capital. In this Wealth Management series, we speak to top RIAs about their ownership structures and cap tables. Baker Street…...

3+ week, 5+ day ago   (472+ words) Real conversations about the mental and emotional challenges advisors face and how they’ve overcome them. For his entire life, Max Kulyk felt like he was “in between” genders. But about eight months ago, at the age of 64, he fully transitioned…...